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The report, released in September 2015, was a joint initiative of the OSC, IIROC and MFDA. The purpose of the mystery shop was to assess retail investors experiences and to evaluate the investment advice process. Canada has two main SROs in the financial sector, one of which is the Mutual Fund Dealers Association of Canada (MFDA).

Learn more about how regulators protect investors. Before you work with an advisor, check that they are registered in your province or territory.